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[null,null,"COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS FUND"]
[null,null,"CDFI Certification"]
[null,null,"Criteria: Accountability"]
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["TO PROVIDE INFORMATION ON AN ADDITIONAL BOARD(S), COPY THIS PAGE INTO ANOTHER WORKSHEET AND ENTER INFORMATION ON THE ADDITIONAL BOARD(S) SEPARATELY IN THE NEW WORKSHEET"]
["IF THE ENTITY UNDER REVIEW IS THE TYPE OF ENTITY SUBJECT TO THE CDFI CERTIFICATION COLLECTIVE REVIEW PROCESS (I.E., A DEPOSITORY INSTITUTION HOLDING COMPANY (DIHC), AN AFFILIATE OF A DIHC OR THE SUBSIDIARY OF AN INSURED DEPOSITORY INSTITUTION (IDI)), PLEASE COMPLETE AN ACCOUNTABILITY WORKSHEET FOR EACH RELATED ENTITY RELEVANT TO THE CDFI CERTIFICATION COLLECTIVE REVIEW PROCESS."]
[null,"Related entities currently relevant to the CDFI certification collective review process:\n\nFor DIHCs:  any bank/thrift or bank/thrift holding company Affiliated with the entity under review.\n\nFor Affiliates of DIHCs:  Any DIHC Affiliated with the entity under review and any bank/thrift or bank/thrift holding company Affiliate of an Affiliated DIHC.\n\nFor Subsidiaries of IDIs:  Any IDI that Controls the entity under review and any bank/thrift or bank/thirft holding company also Controlled by an IDI that Controls the entity under review."]
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[null,null,"Entity name"]
[null,null,"Board Type\n(governing or advisory)"]
[null,null,"Date of Board Composition",null,null,"Total Board members"]
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[null,"Is the entity seeking to obtain or maintain the CDFI certification a DIHC, Affiliate of a DIHC or the Subsidiary of an IDI? "]
[null,"If the entity seeking to obtain or maintain the CDFI certification is a DIHC, Affiliate of a DIHC or the Subsidiary of an IDI - identify all related entities relevant to the CDFI certification collective review process (see above for related entities currently relevant to the CDFI certification collective review process):"]
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[null,"If the entity seeking to obtain or maintain the CDFI certification is subject to the collective review and this worksheet is being completed for a related entity relevant to the CDFI certification collective review process, does the related entity engage in its own direct Financial Product activity?"]
[null,null,"If yes, the related entity must be able to demonstrate its Accountability to the Target Market for the entity seeking to obtain or maintain the CDFI certification via its own governing or formal advisory board(s). "]
[null,null,"If no, the related entity must be able to demonstrate its Accountability to the Target Market for the entity seeking to obtain or maintain the CDFI certification via its own governing or formal advisory board(s) or via the governing or formal advisory board(s) of an entity that Controls it, even if it has not adopted the Controlling entity’s board(s) as its own formal advisory board(s)."]
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[null,null,"ADVISORY BOARD ROLE/FUNCTIONING"]
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[null,null,"If an Advisory Board is being presented as a means of Accountability, provide a narrative that, at a minimum, indicates:"]
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[null,null,"How often the advisory board meets;"]
[null,null,"What issues/matters the advisory board provides input on to the governing leadership (i.e., governing board/managing board/managing member/etc.);"]
[null,null,"How members are selected;"]
[null,null,"How members obtain input from the Target Market(s);"]
[null,null,"What formal mechanism is used by which the advisory board input is communicated to the governing leadership (i.e., governing board/managing board/managing member/etc.); and"]
[null,null,"How the advisory board input is incorporated into the governing leadership's (i.e., governing board/managing board/managing member/etc.) decision-making process."]
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[null,null,"For governing and advisory boards, the options for how board members may be representative of Target Markets are as follows:"]
[null,null,"Investment Areas","Low-Income Targeted Population (LITP)",null,"Other Targeted Population (OTP)\n\nAfrican American; Native Alaskan residing in Alaska; Hispanic; Native American; Native Hawaiian residing in Hawaii; Other Pacific Islander residing in Other Pacific Islands","Other Other Targeted Population (Other OTP) – certified CDFIs"]
[null,null,"Resident of a qualified census tract in the Investment Area.","Low income individual that lives or works in the associated Low Income Targeted Population geography.",null,"Member of the Other Targeted Population that lives or works in the associated Other Targeted Population geography.","Employed by or serves on the board of a third party CDFI that primarily serves the geography associated with the certified CDFIs Target Market component."]
[null,null,"Owns a business located in a qualified census tract(s) in the Investment Area geography that principally employs and/or principally provides goods or services to residents of the Investment Area.\n\nFor qualified census tract only or qualified county only Investment Areas, the focus must be on residents of qualified/distressed areas within the relevant Investment Area geography.","Employed by or serves on the board of a third party entity that primarily provides services to low income people (or as a proxy of serving the LITP, residents of distressed areas) in the associated Low Income Targeted Population geography.\n\nThe entity where the board member is employed or for which he/she is a board member cannot be a bank entity unless the bank entity is a certified CDFI."]
[null,null,"Elected official for the Investment Area (primarily represents residents of the Investment Area).\n\nFor qualified census tract only or qualified county only Investment Areas, the focus must be on residents of qualified/distressed areas within the relevant Investment Area geography."]
[null,null,"Employed by or serves on the board of a third party entity that primarily provides services to\nresidents of the Investment Area (or as a proxy for serving distressed areas, members of the LITP).\n\nThe entity where the board member is employed or for which he/she is a board member cannot be a bank entity unless the bank entity is a certified CDFI.\n\nFor qualified census tract only or qualified county only Investment Areas, the focus must be on residents of qualified/distressed areas within the relevant Investment Area geography."]
[null,null,"Special Accountability provision for credit unions:  Any member of a credit union’s governing board that does not have a conflict of interest is considered accountable to a Target Market component for that particular credit union if the governing board is democratically elected by a credit union membership of which at least 50% of the credit union members as of the current fiscal year to date are part of the relevant Target Market type.\n\n(The special Accountability provision for credit unions can only be used as a source of Accountability for Target Market components for the credit union where the board member serves on the governing board itself, not in situations where the role with a credit union is being presented as a source of Accountability in connection with another entity’s CDFI Certification Target Market.)"]
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[null,"ENTER THE NAMES OF ALL CURRENT MEMBERS OF THE BOARD"]
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[null,null,"Board Member Name",null,null,"IF MORE LINES ARE NEEDED ANYWHERE IN THIS WORKSHEET, USE THE INSERT ROWS FUNCTION"]
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[null,null,null,"Investment Area"]
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[null,null,"Enter the name of each board member being presented as accountable to an Investment Area Target Market component","Investment Area\n\n(enter the name of each Investment Area Target Market component to which the board member is being presented as accountable)",null,"Allowed source(s) of Accountability\n\n(for each Investment Area to which the board member is being presented as accountable, identify the source(s) of Accountability the board member has to that Investment Area - e.g., resides in a qualified census tract within the Investment Area geography; board member or employee of third party entity that primarily serves residents of the Investment Area (i.e., distressed communities in the relevant Investment Area geography), etc.)","For each Investment Area to which the board member is being presented as accountable, describe how the determination was made that the identified source(s) of Accountability is valid\n\n(include all relevant information such as home address or number for the census tract of residence; the data or information used as basis for determining that a third party entity primarily serves distressed communities in the relevant Investment Area geography, etc.) "]
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[null,null,null,"Low-Income Targeted Population (LITP)"]
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[null,null,"Enter the name of each board member being presented as accountable to a Low Income Targeted Population  (LITP) Target Market component","LITP\n\n(enter the name of each LITP Target Market component to which the board member is being presented as accountable)",null,"Allowed source(s) of LITP Accountability\n\n(for each LITP Target Market component to which the board member is being presented as accountable, identify the source(s) of Accountability the board member has to that LITP Target Market component - e.g. member of the LITP; board member or employee of a third party entity that primarily serves the LITP within the relevant LITP geography)","For each LITP Target Market component to which the board member is being presented as accountable, describe how the determination was made that the identified source(s) of Accountability is valid\n\n(include all relevant information such as the basis for determining that the board member is a member of the LITP or the data or information used as the basis for determining that a third party entity primarily serves the LITP in the relevant LITP geography, etc.) "]
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[null,null,null,"Other Targeted Population (OTP)"]
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[null,null,"Enter the name of each board member being presented as accountable to an Other Targeted Population  (OTP) Target Market component","OTP\n\n(enter the name of each OTP Target Market component to which the board member is being presented as accountable)",null,"Allowed source of Accountability\n\n(For each OTP Target Market component to which the board member is being presented as accountable, identify the source of Accountability the board member has to that OTP Target Market component - i.e., that the board member is a member of the Other Targeted Population that lives/works in the relevant OTP geography)","Enter the address, census tract number or at least the city and state for where the board member resides","Enter the address, census tract number or at least the city and state for where the board member's place of employment is located",null,null,"OTP Geographies"]