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* What is the Controlling Entity Option for collective review Accountability?

FAQ Question

* What is the Controlling Entity Option for collective review Accountability?

FAQ Answer

The Controlling Entity Option for collective review accountability allows an Affiliate entity that does not offer Financial Products to demonstrate collective review Accountability through a controlling entity. This Controlling Entity must be accountable to the selected market, even if it does not share that entity’s board or the Controlling Entity is not itself subject to review.